Full text of TRANSPACIFIC GROUP LLC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### TRANSPACIFIC GROUP LLC Financial Statement of Condition December 31, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |--------------------------|-----------|--|--|--| | OMB Number: | 3235-0123 | | | | | Expires: August 31, 2020 | | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-<br>67611 | # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | | | |--------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|------------|--------------------------------------|--|--| | | ----------~~-------------<br>MM/DD/YYYY | | --------~--~----------<br>MM/DD/YYYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | | | | | | Transpacific Group LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 10. NO. | | | | | 485 Madison Ave Suite 1500 | | | | | | | (No. and Street) | | | | | | New York | NY | | 10022 | | | | (City) | (~tate) | | (Zip Code) | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Raphael Goldberg Nikpour Cohen & Sullivan | B. ACCOUNT ANT IDENTIFICATION | | (Area Code-- Telephone No.) | | | | Certified Public Accountants PLLC | | | | | | | | (Name -- i/"indiridual. state last. first. nuddle name) | | | | | | 97 Froehlich Farm Blvd | Woodbury | NY | 11797 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE:<br>~ Certified Public Accountant<br>D Public Accountant<br>D Accountant not resident in United States or any of its possessions | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *\*Claims for exemptionfiYJ/11 the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See section 2.f0.17a-5(e)(2).* > Potential persons who are to respond to the collection of information contai…Read the full text as markdown