TRANSPACIFIC GROUP LLC X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of TRANSPACIFIC GROUP LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # TRANSPACIFIC GROUP LLC Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2022 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** #### **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** | FACING PAGE | | | | | | |------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|--------------------------------------------|--|--| | REPORT FOR THE PERIOD BEGINNING | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/2022<br>AND ENDING<br>MM/DD/YY | 12/31/2022<br>MM/DD/YY | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Transpacific Group LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐Security-based swap dealer | ☐Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>429 LENOX AVE, SUITE 505 | | | | | | | | (No. and Street) | | | | | | MIAMI BEACH | FL | | 33139 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | PHYLLIS CHIN | 212-751-4422 | | PCHIN@DFPPARTNERS.COM | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 97 FROEHLICH FARM BLVD | WOODBURY | NY | 11797 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/23/2010 | | | 5028 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exempt…

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