Full text of TRANSPACIFIC GROUP LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### TRANSPACIFIC GROUP LLC Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2023 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** #### **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X‐17A‐5** # **PART III FACING PAGE Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Transpacific Group LLC TYPE OF REGISTRANT (check all applicable boxes): ☒Broker‐dealer ☐Security‐based swap dealer ☐Major security‐based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 150 SE 2ND AVENUE, SUITE 1401 (No. and Street) MIAMI FL 33131 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING PHYLLIS CHIN 212‐751‐4422 pchin@t‐pacific.com (Name) (Area Code – Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Assurance Dimensions Certified Public Accountants & Associates (Name – if individual, state last, first, middle name) 4920 West Cypress Street, Suite 102 Tampa FL 33607 (Address) (City) (State) (Zip Code) 04/13/2010 5036 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **8‐67611** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a‐5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** OMB Number: 3235‐0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER FOR OFFICIAL USE ONLY OMB APPROVAL {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # TRANSPACIFIC GROUP LLC DECEMBER 31, 2023 # **CONTENTS** | | PAGE | |------------------------------------------------------------|------| | Report<br>of Independent…Read the full text as markdown