SEVEN POINTS CAPITAL, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of SEVEN POINTS CAPITAL, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SEVEN POINTS CAPITAL, LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001399880-20-000003
• CIK: 1399880
• File #: 8-67644
• Material weakness: No
• Auditor: David Lungren
• Auditor location: Olathe, KS
• Contact: Michael Mangieri
• Phone: 646-837-5029
• Signed by: Michael Mangieri (Managing Partner)

Document text (excerpt)

X-17A-5 0001399880 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N SEVEN POINTS CAPITAL, LLC 805 THIRD AVENUE 11TH FLOOR NEW YORK NY 10022 Michael Mangieri 646-837-5029 David Lungren 505 N. Mur-Len Road Olathe KS 66062 Certified Public Accountant Michael Mangieri SEVEN POINTS CAPITAL, LLC 12-31-2019 Michael Mangieri Managing Partner Y

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• X-17A-5 — 2016-03-08
• X-17A-5 — 2015-03-03
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)