Full text of SEVEN POINTS CAPITAL, LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND PURSUANT TO RULE 17a-5 FOR THE YEAR ENDED DECEMBER 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-67644 | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 01/01/2024 | 12/31/2024 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------| | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: _______________________________________________________________________ | Seven Points Capital LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 150 Third Avenue, Suite 3002<br>_____________________________________________________________________________________ | | | | | (No. and Street) | | | New York<br>_____________________________________________________________________________________ | NY | 10022 | | (City) | (State) | (Zip Code) | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | Mike@sevenpointscapital.com | | Michael Mangieri<br>_____________________________________________________________________________________<br>(Name) | 516-225-2474<br>(Area Code – Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>David Lundgren and Company<br>_____________________________________________________________________________________ | | | | | (Name – if individual, state last, first, and middle name) | | | 505 N. Murlen Road<br>_____________________________________________________________________________________<br>(Address) | Olathe<br>(City) | KS<br>66062<br>(State)<br>(Zip Code) | | 01/05/2015<br>__________________________________________________________________…Read the full text as markdown