Full text of SEVEN POINTS CAPITAL, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 8-67644 | |---------| | | 01/01/25<br>12/31/25 | | | | | | |------------------------------------------------------|--------------------------------------------------|----|-------|--|--|--| | | | | | | | | | | | | | | | | | Seven<br>Points<br>Capital,<br>LLC | | | | | | | | ■ | | | | | | | | | | | | | | | | 150<br>East<br>52nd<br>Street<br>-<br>Third<br>Floor | | | | | | | | | | | | | | | | New<br>York | NY | | 10022 | | | | | | | | | | | | | | | | | | | | | Mike<br>Mangieri | (646)<br>837-5029<br>Mike@sevenpointscapital.com | | | | | | | | | | | | | | | | | | | | | | | David<br>Lundgen<br>&<br>Company | | | | | | | | | | | | | | | | 505<br>N.<br>Murlen<br>Road | Olathe | KS | 66062 | | | | | | | | | | | | | 01/05/2015 | 6075 | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ ### OATH OR AFFIRMATION | Michael Manqieri | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------|-----------------------------------------------------------------------|-------| | financial report pertaining to the firm of Seven Points Capital, LLC | | as of | | | | | December 31 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. | Signature:<br>Michael Mangieri | Digitally signed by Michael Mangieri<br>Date: 2026.03.31 00:40:31 -04'00" | |--------------------------------|---------------------------------------------------------------------------| | Title: | | | Managing Partner | | ## This filing \*\* contains (check all applicable boxes): - = (a) Statement of financial condition. - = (b) Notes to consolidated statement of financial condition. - [ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - [ (d) Statement of cash flows. - [ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - [ (g) Notes to consolidated financial statements. - [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [ (i) Computation of tangible net…Read the full text as markdown