Full text of PARSONEX SECURITIES, INC.'s X-17A-5/A filed 2021-04-09 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | |---------------------------|--|------------------| | 0MB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | Estimated average burden | | | | hours per response 12.00 | | | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-67652 | | **FACING PA GE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING ___ o_11_0_ | 1_ 12_0_2_o __ | | 1_2_/31__/2 __02_0 __ _ | |-------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|-----------------------------------------------------| | | MM/DD/YY | AND ENDING ___ | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: PARSONEX SECURITIES, INC. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 8310 S. VALLEY HIGHWAY, SUITE 1 | 10 | | | | (No. and Street) | | | | ENGLEWOOD | co | | 801<br>12 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ANTHONY DIAMOS | | | (404) 536-6984<br>(Arca Code -<br>Telephone Number) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Rubio CPA, PC | | | | | (Name -<br>if individ11a/, stale las/, firs/, middle name) | | | | 2727 Paces Ferry Rd SE, Bldg 2, Ste 1680, Atlanta | | GA | 30339 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I✓ I<br>Certified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410…Read the full text as markdown