Full text of PARSONEX SECURITIES, INC.'s X-17A-5/A filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **CONFIDENTIAL PURSUANT TO RULE 17a-5(e)(3)** .U�ITED STATES SECURITIE� ANO E�CHANGE COMMISSION Washington, O.C. 20549 > **ANNUAL REPORTS FORM X-17A-5 PART 111** | OMS i\PPROV/11 | | |--------------------------|--| | OMS Number: 3235-0i2l | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-67652 **FACING PAGE** **Information Required** *p* **ursuan t to R u 1 es 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/YY AND ENDING **12/31/2022** MM/DD/YY **A. REGIS TRANT IDENTIFICATION** NAME oF FIRM: Parsonex Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer :J Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 8310 S. Valley Highway, Suite 110 | | | |---------------------------------------------------------------------------|------------------------------------------------------------------|-----------------|--------------------------------------------| | | (Nci. and Street) | | | | Englewood | co | | 80112 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Anthony Diamos | ( 404) 536-6984 | | anthony@parsonex.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | LMHS, P.C. | (Name - if individual, state last, first, and middle name) | | | | 80 Washington Street Building S Norwell | | MA | 02061 | | (Address) | (City) | (State)<br>3373 | (Zip Code) | | February 24, 2009 | | | )PCAOB Re,f<t,atfo• N,mbe,, it appflcabfe) | | l"<br>of Regfst"Uoo with PCADB)) it applicable) | L<br>FF<br>I<br>L U<br>OR<br>S<br>E ON<br>V<br>IC<br>A<br>O<br>F | | I | CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. **CONFIDENTIAL** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Jono1han M,llor | | swear (or afnrm) that, to the best of my knowledge and belief, th<? | |---------------------------------------------|----------------------------…Read the full text as markdown