Full text of PARSONEX SECURITIES, INC.'s X-17A-5 filed 2022-03-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS** ### **FORM X-17 A-5** #### **PART Ill** **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 **SEC FILE** NUMBER | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|------------------------------------------------------------|------------|-----------------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING | | 01/01/2021<br>MM/00/YY | AND ENDING | | 1 2/31/2021<br>MM/00/YY | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Parsonex Securities, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 8310 S. Valley Highway, Suite 110 | | | | | | | | | (No. and Street) | | | | | Englewood | co | | | 80112 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Anthony Dia.mos | | ( 404) 536-6984 | | | anthony@parsonex.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUE:LIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | Brian W. Arson, CPA | | | | | | | ., | | (Name - if individual, state last, first, and middle name) | | | | | 18455 Burba.ilk Blvd. Suite 404 Tarzana | | | | CA | 91356 | | (Address) | | (City) | | (State) | (Zip Code) | | 09/15/2005 | | | | 2370 | | | ofReg;m,tioa .-;,h PCAOB)(;f '"';cable) | F | FF | y | | (PCAOB .,,,m,uo, N,mbe,, If appHcahle) | | r" | OR O | ICIAL U<br>SE ON L | | | | | | | | | | I | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17…Read the full text as markdown