Full text of PARSONEX CAPITAL MARKETS, LLC's X-17A-5 filed 2022-03-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | PUBLIC | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-S | | | | | | | PART Ill | | | | | | ,, | FACING PAGE<br>Information Requ.i�ed Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PE�IOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | | MM/DD/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Parsonex Capital Markets, LLC | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | 831 OS. Valjey Highway, Suite 11 O | | | | | | | | (No. and Street) | | | | | | Englewood_ | co | 80112 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Anthony Diamos | ( 404) 536-6984 | anthony@parsonex.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Brian W. Anson, CPA | | | | | | | , | (Name - if individual, state last, first, and middle name) | | | | | | 18455 Burbank Blvd. Suite 404 Tarzana | | CA | 91356 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/15/2005 | | 2370 | | | | | t• of R,g;m,uoa wUh PCAOB)l;f applicable] | FOR OFFICIAL USE ONLY | | (PCAOB R,g;,tcatooa N"mbe,, ;f applicable] | | | | r | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | CFR 240.17a-S(e)(l)(ii), if ap…Read the full text as markdown