Full text of PARSONEX CAPITAL MARKETS, LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PUBLIC** **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | | | |---------------------------|--|------------------|--|--|--| | 0MB Number: | | 3235-01 23 | | | | | Expires: | | October 37, 2023 | | | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | | | | SEC FILE NUMBER | |-----------------| | s-69377 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING _ | | __ 0_1_/ 01_f2._0_dl __<br>MM/DD/YY | | AND ENDING ___ 1_2_/_31_/_2_0_2_0_<br>MM/DDIYY | |---------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|------------------------------------------------|---------|----------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: PARSON EX CAPITAL MARKETS, LLC | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM 1.0. NO. | | | 8310 S. VALLEY HIGHWAY, SUITE 110 | | | | | | | (No. and Street) | | | | ENGLEWOOD | | co | | 80<br>112 | | (City) | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THJS REPORT<br>ANTHONY DIAM OS | | | " | {404} 536-6984<br>(Arca Code-<br>Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Rubio CPA, PC | | | | | (Name - | ifindivid11al, state lust, first, middle name) | | | | 2727 Paces Ferry Rd SE, Bldg 2, Ste 1680 | Atlanta | | GA | 30339 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | [l]certified Public Accountant | | | | | | □<br>Public Accountant | | | | | | □<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this for…Read the full text as markdown