Full text of PARSONEX CAPITAL MARKETS, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PUBLIC** UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 · | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | nMB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expire�: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER .. | | 8-69377 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------|----------------------|--|--| | | PART Ill | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | AND ENDING 12/31/2022<br>MM/00/YY<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Parsonex Capital Markets, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Major security-based swap participant<br>0 Broker-dealer<br>O Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 831 OS. Valley Highway, Suite 11 O | | | | | | | (No. and Street) | | | | | Englewood | co | 80112 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Anthony Diamos | ( 404) 536-6984 | anthony@parsonex.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* LMHS, P.C. | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 80 Washington Street Building S Norwell | | MA | 02061 | | (Address) | (City) | (State) | (Zip Code) | | February 24, 2009 | | 3373 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable} | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Inde…Read the full text as markdown