Full text of BCW SECURITIES LLC's X-17A-5 filed 2020-03-16 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### BCW SECURTIES, LLC ANNUAL REPORT Pursuant to Rule 17a-5(d) of The Securities Exchange Act of 1934 SEC File No. 8-67685 FOR THE YEAR ENDED DECEMBER 31, 2019 {1}------------------------------------------------ UJ.'l,TJTEDSTATFS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | |--------------------------|-----------------|--| | 0MB Number. | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | hours | onse •• 12.00 | | SEC ALE NUMBER s.67685 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** A. **REGISTRANT IDENTIFICATION** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR IBE PERIOD BEGINNING 01 /01 /19 AND ENDING 12/31 /19 MMIDD/YY ---------- MMIDO/YY NAME OF BROKBR·DEALBR: BCW Securities, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 55 Green Farms Road, Suite 200 (No. **and** S trcct) | Westport | CT | 06880 | | |----------|-------|------------|--| | (City) | (Swc) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Kl1s Gotlbedl (704) ~ (Area Code - Telephone Number) OFFICIAL USE ONLY FIRM l.D. NO. #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOl.JNTANT whose opinion is contained in this Repo~ PKF O'Connor Davies, LLP | | (Name - ifmdividual. mm last. first. middle lt4me) | | | |----------------------------------------------------------------------|---------------------------------------------------------------------|---------|------------| | 665 Fifth Avenue | New York | NY | 10022 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>certified Public Accountant<br>B<br>Public Account.ant | Accountant not resident in United States or any of its possessions. | | | | | | | | **FOR OFFICIAL USE OHL Y** *•Claims for exemption from the requirement iJzat the annual report be covered by the opinion of an independent public accounlanl must be supported* by *a statemeru of/acts* ami *circum.rtances relied on as the basis for the exemptio11. See Section 240.17a-5(e)(2}* > Potential persons who are to respond to the collectfon of lnforJ)lation contained in this form are not required to respond unless the form dis plays a currentlyvalld 0MB control number. SEC 1410 (11-05) {2}------------------------------------------------ #### OATH OR AFFIRMATION | I, Marx Bem…Read the full text as markdown