Full text of BCW SECURITIES LLC's X-17A-5 filed 2026-04-02 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **BCW SECURTIES LLC** #### **ANNUAL REPORT** **Pursuant to Rule 17a-5(d) of** **The Securities Exchange Act of 1934** **SEC File No. 8-67685** **FOR THE YEAR ENDED DECEMBER 31, 2024** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 0MB APPROVAL **SEC FILE NUMBER** 8-67685 | | 01/01/24 | 31124<br>ANDENDING 12/ | |---------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD | BEGINNING--------<br>MM/00/YY | MM/DD/VY | | | | | | | A. REGISTRANT<br>IDENTIFICATION | | | NAME OF FIRM:<br>_ | oB~C~W~S~E~C~U~R~IT~IE~S<br>~L~L::C: | __ ________ _ | | TYPE OF REGISTRANT (check<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives | all applicable boxes):<br>□ Security-based swap<br>dealer<br>dealer | □ Major security-based swap<br>participant | | ADDRESS OF PRINCIPAL | PLACE OF BUSINESS: (Do<br>not use a ~.O. box no.) | | | POST<br>55<br>ROAD<br>WEST | SUITE•2<br>00<br>,<br>, | | | | (No. and Street) | | | WESTPORT<br>, | CT | 06880 | | '<br>(City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH | REGARD TO THIS FILING | | | Mark<br>A<br>Bernegger | 203~983-3350 | mbemegger@rmginvestments.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | 8. ACCOUNTANT<br>IDENTIFICATION<br>I,<br>I<br>•<br>J | | | INDEPENDENT PUBLIC<br>DCPA | ACCOUNTANT whose<br>reports are contained in this filing* | | | | (Name - if individual, state last, first, and | middle name) | | 2121<br>Avenue<br>of<br>the<br>Stars | Century<br>City<br>#800 | 90067<br>California | | (Address) | (City) | (State)<br>(Zip Code) | | 9/15/2020 | | 6567 | | (Date of Registration with PCAOB)(if applicable) | | | | | FOR OFFICIAL | (PCAOB Registration Number, if applicable) | CFR accountant 240.17a-S(e)(l)(ii), must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> if applicable. **Persons who** **displays <sup>a</sup>currently are to respond to the collection of information contained** in **this form are not required to respond unless the form valid 0MB…Read the full text as markdown