Full text of BCW SECURITIES LLC's X-17A-5 filed 2026-02-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **BCW SECURTIES LLC** #### **ANNUAL REPORT** **The Securities Exchange Act of 1934 This report is filed in accordance with rule 17a-5(e)(3) Under the Securities Exchange Act of 1934 as a PUBLIC document.** **SEC File No. 8-67685** **FOR THE YEAR ENDED DECEMBER 31, 2025** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB IIPPROVAI 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-67685 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/25 | | AND ENDING 1 2/31 /25 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|-----------------------|-----------------------------------------|--|--| | | MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: BCW SECURITIES LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | 55 POST ROAD WEST, SUITE 200 | | | | | | | | (No. and Street) | | | | | | WESTPORT, | | CT | 06880 | | | | (City) | (State) | (Zip Code) | |----------------------------------------------|---------|------------| | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Mark A. Bernegger | 203-983-3350 | mbernegger@rmginvestments.com | | |-------------------|-------------------------------|-------------------------------|--| | (Name) | (Area Code -Telephone Number) | (Email Address) | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # DCPA | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | 2121 Avenue of the Stars #800 Century City | | California 90067 | | | (Address) | (City) | (State) | (Zip Code) | | 9/1…Read the full text as markdown