Full text of NAVIAN CAPITAL SECURITIES LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Navian Capital Securities, LLC** SEC File Number 8-67695 Financial Statements and Supplementary Schedules For the Year Ended December 31, 2021 and Independent Auditors' Report and Supplementary Report on Internal Control Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT > FLYNN & COMPANY, INC. *Certified Public Accountants* {1}------------------------------------------------ ## **SECURITIES AND EXCHANGE COMMISSION** ## **Washington, D.C. 20549** ## **ANNUAL AUDIT REPORT** Year ended December 31, 2021 Navian Capital Securities, LLC **(Name of Respondent)** 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 **(Address of Principal Executive Office)** Mr. Tim Bonacci Navian Capital Securities, LLC 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 (513) 271-0759 **(Name and address of person authorized to receive notices and communications from the Securities and Exchange Commission)** {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-67695 | | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|--------------------------------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | filing for the period beginning 01/01/21 | | 12/31/21<br>AND ENDING | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Navian Capital Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>[] Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 425 Walnut Street, Suite 2410 | | | | | | | (No. and Street) | | | | | Cincinnati | он | | 45202 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Bob Jenkins | (513) 878-1090 | | bjenkins@naviancapital.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFIC…Read the full text as markdown