Full text of NAVIAN CAPITAL SECURITIES LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **Navian Capital Securities, LLC** SEC File Number 8-67695 Financial Statements and Supplementary Schedules For the Year Ended December 31, 2023 and Independent Auditors' Report and Supplementary Information Filed pursuant to Rule I 7a-5(e)(3) under the Securities Exchange Act of I 934 as a PUBLIC DOCUMENT > FLYNN & COMPANY, INC. *Certified Public Accountants* {1}------------------------------------------------ ### **SECURITIES AND EXCHANGE COMMISSION** ### **Washington, D.C. 20549** ### **ANNUAL AUDIT REPORT** Year ended December 31 , 2023 Navian Capital Securities, LLC **(Name of Respondent)** 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 **(Address of Principal Executive Office)** Mr. Tim Bonacci Navian Capital Securities, LLC 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 (513) 271-0759 **(Name and address of person authorized to receive notices and communications from the Securities and Exchange Commission)** {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-67695 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/23** MM/DD/VY AND ENDING 12/31 **f23** MM/ DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Navian Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 425 Walnut Street, Suite 2410 | (No. and Street) | | | | | | | | |----------------------------------------------------------------------------------------------------|--------------------------------|----------------------------|--|--|--|--|--| | Cincinnati | OH | 45202 | | | | | | | {City) | {State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Bob Jenkins | (513) 878-1090 | bjenkins@naviancapital.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contai…Read the full text as markdown