Full text of NAVIAN CAPITAL SECURITIES LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Navian Capital Securities, LLC SEC File Number 8-67695 Financial Statements and Supplementary Schedules For the Year Ended December 31, 2022 and Independent Auditors' Report and Supplementary Report on Internal Control Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT > FLYNN & COMPANY, INC. Certified Public Accountants {1}------------------------------------------------ ## SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDIT REPORT Year ended December 31, 2022 Navian Capital Securities, LLC (Name of Respondent) 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 (Address of Principal Executive Office) Mr. Tim Bonacci Navian Capital Securities, LLC 425 Walnut Street, Suite 2410 Cincinnati, Ohio 45202 (513) 271-0759 (Name and address of person authorized to receive notices and communications from the Securities and Exchange Commission) {2}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-67695 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 12/31/22 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Navian Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 425 Walnut Street, Suite 2410 (No. and Street) Cincinnati OH 45202 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Bob Jenkins (513) 878-1090 bjenkins@naviancapital.com (Area Code - Telephone Number) (Name) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Flynn & Company, Inc. (Name - if individual, state last, first, and middle name) 7800 E. Kemper Road 45249 Cincinnati OH (Address) (City) (State) (Zip Code) 11/17/2009 3876 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be…Read the full text as markdown