MOORGATE SECURITIES LLC X-17A-5 (2018-03-01) — Broker-dealer annual report

Full text of MOORGATE SECURITIES LLC's X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MOORGATE SECURITIES LLC
• Form: X-17A-5
• Filed: 2018-03-01
• Period: 2017-12-31
• Accession: 0001423570-18-000021
• CIK: 1472676
• File #: 8-68393
• Material weakness: No
• Auditor: WithmuSmith Brown, PC
• Auditor location: Whippany, NJ
• Contact: Michael Alexander
• Phone: 2125543898
• Signed by: Michael Alexander (Partner)

Document text (excerpt)

X-17A-5 0001472676 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N MOORGATE SECURITIES LLC 1 ROCKEFELLER PLAZA, 24TH FLOOR NEW YORK NY 10020 Michael Alexander 2125543898 WithmuSmith Brown, PC 200 Jefferson Park, Suite 400 Whippany NJ 07981 Certified Public Accountant Michael Alexander MOORGATE SECURITIES LLC 12-31-2017 Michael Alexander Partner Y

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