MOORGATE SECURITIES LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of MOORGATE SECURITIES LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MOORGATE SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001472676-17-000002
• CIK: 1472676
• File #: 8-68393
• Material weakness: No
• Auditor: WithumSmith Brown, PC
• Auditor location: Morristown, NJ
• Contact: Michael Alexander
• Phone: 2125543898
• Signed by: Michael Alexander (Partner)

Document text (excerpt)

X-17A-5 0001472676 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N MOORGATE SECURITIES LLC 1 ROCKEFELLER PLAZA, 24TH FLOOR NEW YORK NY 10020 Michael Alexander 2125543898 WithumSmith Brown, PC 465 South Street Suite 200 Morristown NJ 07960 Certified Public Accountant Michael Alexander MOORGATE SECURITIES LLC 12-31-2016 Michael Alexander Partner Y

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Original filing on SEC EDGAR (source of record)