MOORGATE SECURITIES LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of MOORGATE SECURITIES LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MOORGATE SECURITIES LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000944671-19-000018
• CIK: 1472676
• File #: 8-68393
• Material weakness: No
• Auditor: WithumSmith Brown, PC
• Auditor location: Whippany, NJ
• Contact: Michael Alexander
• Phone: 212.554.3898
• Signed by: Michael Alexander (Partner)

Document text (excerpt)

X-17A-5 0001472676 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N MOORGATE SECURITIES LLC 1 ROCKEFELLER PLAZA, 24TH FLOOR NEW YORK NY 10020 Michael Alexander 212.554.3898 WithumSmith Brown, PC 200 Jefferson Park Suite 400 Whippany NJ 07981 Certified Public Accountant Michael Alexander MOORGATE SECURITIES LLC 12-31-2018 Michael Alexander Partner Y

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Original filing on SEC EDGAR (source of record)