Full text of RCH SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors and Shareholders of RCH Securities, LLC #### **Opinion on the Financial Statement** We have audrted the accompanying statement offinancial condition of RCH Securities, LLC (the "Company") as of December 31, 2019, and the related notes (cdllectively, referred to as the "financial statement'). In our opinion, the statement of financial condition presents fairly, in all material respects, the financial position of the Company as of December 31, 2019 in conformity with accounting principles generally accepted in the United states of America. #### **Basis tor Opinion** This financial statement is the responsibilfy of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered With the Public Company Accounting oversight Board (United states) ("PCAOB") and are required to be independent With respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance With the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audrt included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. SUch proce:lures induded examining, on a test basis, evidence regarding the amounts and disclosures in the financial statement Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statement. We believe that our audit provides a reasonable basis for our opinion. We have served as the Company's audrtor since 2008. Charlotte, North Garolina February 27, 2020 {1}------------------------------------------------ # RCH SECURITIES, LLC ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 | ASSETS | | | |---------------------------------|----|-----------| | Ca.sh | s | 197,593 | | Prepaid Expenses | | 65,141 | | Due From Pa.rent | | 31,624 | | TOT AL ASSETS | s |…Read the full text as markdown