Full text of RCH SECURITIES, LLC's X-17A-5/A filed 2017-03-06 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0001424561 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N Schedule 2 & Report of Independent Registered Public Accounting Firm regarding exemption was incorrectly stated as 15c3-3 (k)(2)(I) and should have been (k)(1) RCH SECURITIES, LLC 3545 WHITEHALL PARK DRIVE SUITE 400 CHARLOTTE NC 28273 Spencer Pringle 704-295-1234 Dixon Hughes Goodman LLP 4350 Congress Street, Suite 900 Charlotte NC 28209 Certified Public Accountant Spencer Pringle RCH SECURITIES, LLC 12-31-2016 Spencer Pringle Manager Y
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