Full text of RCH SECURITIES, LLC's X-17A-5 filed 2023-03-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **Report of Independent Registered Public Accounting Firm** To the Board of Directors RCH Securities, LLC Charlotte, **NC** #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of RCH Securities, LLC (the "Company") as of December 31 , 2022, including the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects , the financial position of the Company as of December 31 , 2022, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the **PCAOB.** We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud , and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statement. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. # **FOttV IS, L,L,P** **FORVIS, LLP** (Formerly, Dixon Hughes Goodman LLP) We have served as the Company's auditor since 2008. **Charlotte, NC March 1, 2023** {1}------------------------------------------------ Statement of Financial Condition December 31 , 2022 **PUBLIC** {2}------------------------------------------------ ## Table of Contents | | Page | |--------------------------------------------------…Read the full text as markdown