Full text of DCMB SECURITIES LLC's X-17A-5 filed 2023-09-14 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** .. 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68580 0MB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|----------------------------------------------|-----------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 07/02/2022 | | MM/DD/VY | AND ENDING 06/30/2023 | | | | | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM : DCMB Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1700 West Loop South, Suite 450 | | | | | | | | (No. and Street) | | | | Houston | | Texas | | 77027 | | (City) | | (State) | / | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kimberly Collins | | 303-797 -0550 | | ~ kim.collins@acaglobal.com | | (Name) | | (Area Code~ Telephone Number) | !(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | Ohab and Company, P.A. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 E Sybelia Ave., Suite 130 | | Maitland | FL | 32751 | | (Address) | | (City) | -(State) | (Zip Code) | | July 28, 2004 | | | 1839 | | | rte of Regist,atioo with PCAOB)lif applicable) | | | (PCAOB Registrntioo Nombe,, if applicable) I | | | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-S(e)(l)(ii)…Read the full text as markdown