Full text of DCMB SECURITIES LLC's X-17A-5 filed 2024-09-24 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** O.C. **20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 s~c FIL~ NUMBER **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **\_\_ 0\_7\_/0\_1\_f2\_0\_2\_3\_** AND ENDING **\_\_ 0\_6\_/\_3\_0\_/\_2\_0\_2\_4\_** MM/00/YY MM/0D/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_\_\_\_\_ D\_C\_M\_B\_S\_e\_c\_u\_ri\_ti\_e\_s\_, \_L\_L\_C \_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PtACE OF BUSINESS: (Do not use a P.O. box no.) # 1700 West Loop South, Suite 450 | | (No. and Street) | | |----------------------------------------------|--------------------------------|----------------------------| | Houston | Texas | 77027 | | (City) | {State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Marie Katz | (917) 733-6503 | mkatz@cornpliance-risk.com | | {Name) | (Area Code - Telephone Number) | (Email Address) | | | 8 . ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• # Ohab and Company, P.A. | | (Name - if individual, state last, first, and middle name) | | | |----------------------------------------------|------------------------------------------------------------|---------|----------------------------------------------| | 100 E Sybelia Ave., Suite 130 | Maitland | FL | 32751 | | (Address) | (City) | (State) | (Zip Code) | | July 28, 2004 | | 1839 | | | T'" of ••0•ra<ioo<br>wi<h PCAOBWI appll~bleJ | | | I<br>(PCA08 ,,.i.ratioo Nombe,, II a,plkaSeJ | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l7a-S(e){l)(ii), if appllcable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMS control number. {1}-----------------------------------…Read the full text as markdown