Full text of DCMB SECURITIES LLC's X-17A-5 filed 2025-09-29 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | nua. | | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------|-------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB NIA'Tlbrr. 3235-0123<br>Explres:Nav.30,2026 | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | hours per retipOnse: 12 | | | | ANNUAL REPORTS | | SEC Fil£ NUMBER | | | | FORM X-17A-S | | | | | | PART Ill | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 171-s, 17 •12, end 181·7 und r th■ Securities Exch1n1• Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 07/01/2024 | | | AND ENDING 06/30/2025 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: DCM B Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1700 West Loop South, Suite 450 | | | | | | | (No. and Street) | | | | | Houston | TX | 77027 | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Marie Katz | 917 733-6503 | | mkatz@compliance-risk.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | Ohab and Company, P.A. | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | 100 E Sybelia Ave., Suite 130 | Maitland | FL | 32751 | | | (Address) | (City) | [State) | (Zip Code) | | | July 28, 2004 | | 1839 | | | | | PCAOB R istration Number if a<br>licable | | | | FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public acrnuntant must be supponed by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Per10n1 who ere to reapond tot he collectlon of Information contained In this form ere not required to reapond unless the form dl1pley1 • currently valld 0MB control number, {1}-----------…Read the full text as markdown