Full text of EAST WEST MARKETS, LLC's X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **East West Markets, LLC** Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill #### 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response.. . 12.00 | | SEC FILE NUMBER | | |---------|-----------------|--| | 8-50451 | | | #### **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant** to **Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | ____<br>____ | | ___ | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|----------------------------------| | REPORT FOR THE PERIOD BEGINNTNG | ~l~/O~l/~2~0~19<br>MMIDDIYY | AND ENDJNG | l-2-/3-1~/2=0~19~---<br>MMIDDIYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALERS: EAST WEST MARKETS, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>5001 SPRING VALLEY ROAD, SUITE 825 W | | | FIRM 1.0 . NO. | | DALLAS | (No andS1roo1)<br>TX | | 75244 | | (City) | (S1a,e) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | BENJAMIN BENATTAR | | | 212-298-3833 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | WEA VER AND TIDWELL, LLP | | | | | | (Name - if /nd,.•ldttal. st01e /a,r.fin1, middle nan") | | | | 2300 NORTH FIELD STREET STE I 000 | DALLAS | TX | 75201 | | (AddJess) | (City) | (Stoic) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountants<br>[&)<br>D Public Accountant<br>D Accountant not resident in Un | ited States or any of its possessions. | | | #### **FOR OFFICIAL USE ONLY** *\*Claims/or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC 1410 (11-05) **unless the fonn displays a currently valid 0MB control nu…Read the full text as markdown