Full text of EAST WEST MARKETS, LLC's X-17A-5 filed 2022-02-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **East West Markets, LLC** **Statement of Financial Condition December 31, 2021** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL **8-67858** SEC FILE NUMBER O OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 O # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2021<br>MM/DD/YY | AND ENDING | 12/31/2021<br>MM/DD/YY | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------|--------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: EAST WEST MARKETS, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ☒Broker-dealer<br>☐Security-based swap<br>☐Major security-based swap participant<br>dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 5001 SPRING VALLEY ROAD, SUITE 825 W | | | | | | | | DALLAS | (No. and Street)<br>TX | | 75244 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | BENJAMIN BENATTAR | 212-298-3833 | | Benjamin.benattar@ewmarkets.com | | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | WEAVER AND TIDWELL, LLP | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | | 2300 NORTH FIELD STREET, STE 1000 | DALLAS | TX | 75201 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/14/2003 | | | 410 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the e…Read the full text as markdown