Full text of EAST WEST MARKETS, LLC's X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **East West Markets, LLC** Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ | UNITED ST ATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** #### **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l** 7a-5 **Thereunder** | | REPORT FOR THE PERIOD BEGJNNTNG | ____<br>~l~/0~1~/2~0~20~ | ___<br>AND ENDING | ~---<br>___<br>l=2~/3~1~/2~02=0 | |------------|------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-------------------|---------------------------------| | | | | | ~1M/[)01\'Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALERS: EAST WEST MARKETS, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>500 I SPRING VALLEY ROAD, SUTTE 825 W | | | FIRM I.D. NO. | | | DALLAS | ~o. andStreel)<br>TX | | 75244 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | BENJAMIN BENATTAR | | | 212-298-3833 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | TNDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | WEA VER AND TIDWELL, LLP | | | | | | | (Name - ifi1,divid11nl, stare /(1\$t,first, middle ,,ame) | | | | | 2300 NORTH FIELD STREET, STE 1000 | DALLAS | TX | 75201 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | (8) Certified Public Accountants | | | | | | D Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | *\*Claims f or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oc…Read the full text as markdown