Full text of GALT FINANCIAL GROUP, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | ## SEC FILE NUMBER 8-67863 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_ 0\_1\_I0\_1l\_2\_1 \_\_\_ AND ENDING \_\_\_ 1\_2\_!3\_1\_12\_1 \_\_ \_ MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Galt Financial Group, Inc. TYPE OF REGISTRANT,(chtck all applicable boxes): ! **t/** ! Broker-dealer Security-based swap dealer OMajor security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2629 Townsgate Road, Suite 215 Westlake Village (City) (No. and Street) California (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 91361 (Zip Code) Benjamin Hill 805-449-1132 benjamin@wealth-inc.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RBSM, LLP (Name - if individual, state last, first, and middle name) 805 Third Avenue, Suite 1430 (Address) 09/24/03 New York (City) 587 NY (State) 10022 (Zip Code) rte "' ... ;~rafo, with PCAOBJI• appHrable) **FOR OFFIOAL USE ONLY** (PCAOB ReglsUafon N,mbe,, lhppHrab~) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays **a** currently valld 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | 1, | Benjamin Hill | |----|---------------| | | | | | | | | | I, Benjamin Hill swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Galt Finanical Group, Inc. as of December 31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or eq…Read the full text as markdown