Full text of GALT FINANCIAL GROUP, INC.'s X-17A-5/A filed 2023-03-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | |-----------------| | 8-67863 | **FACING PAGE** Information **Required** Pursuant to Rules **17a-5, 17a-12, and 18a-7** under the Securities Exchange **Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/22** MM/DD/YY AND ENDING **12/31** f22 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Galt Financial Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2629 Townsgate Road, Suite 215 (No. and Street) Westlake Village California (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 91361 (Zip Code) Benjamin Hill 805-449-1132 benjamin@wealth-inc.com (Name) (Area Code -Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RBSM, LLP (Name - if individual, state last, first, and middle name) 805 Third Avenue, Suite 1430 New York NY 10022 (Address) (City) (State) (Zip Code) 09/24/03 587 rte of Reglst,aUoo with PCAOB)(lf apPllcable) **FOR OFFIOAL USE ONL y** (PCAOB Reglmatloo ""mbe,, If apPllcable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Benjamin Hill | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Galt…Read the full text as markdown