Full text of GALT FINANCIAL GROUP, INC.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING | 01/01/23 | AND ENDING | | 12/31/23 | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Galt Financial Group, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Security-based swap dealer<br>Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2629 Townsgate Road, Suite 215 | | | | | | | | (No. and Street) | | | | | | Westlake Village | CA | | | 91361 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Scott P. Tarra | 949-338-8192 | | | starra@connexien.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | RBSM, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 805 Third Avenue, Suite 1430 New York | | | NY | 10022 | | | (Address) | (City) | | (State) | (Zip Code) | | | 9/24/03 | | 587 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | {1}------------------------------------------------ | Galt Financial Group, Inc. | |----------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ ## GALT FINANCIAL GROUP, INC. (a subchapter S corporation) #### FINANCIAL STATEMENTS For the Year Ended December 31, 2023 (with supplementary information) {3}------------------------------------------------  **805, Third Avenue, Suite 1430, New York, NY 10022 212.838.5100 212.838.2676/Fax** ## **REPORT OF IND…Read the full text as markdown