Full text of OLD MISSION CAPITAL, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2019 Filed as PUBLIC information pursuant to Rule 17-a5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES SECURITIES AND [ XCHANGE C0:\1MISSION Washington. D.C. 205~9 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235·0123 Expires: August 31, 2020 Estimated average burden hours oer resoonse .. . . .. 12.00 | SEC FILE NUMBER | | |-----------------|--| | B-67867 | | **FACING PAGE** Information Required of Brokers and Dealers Pursuant to Section I 7 of the Securities Exchange Act of 1934 and Ruic 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND E?--JDI G 12/31 | | -----------<br>/2019 | | | |---------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------|------------------------------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Old Mission Capital LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | 314 W. Superior, Suite 200 | | | | | | | ( No. and Street) | | | | | Chicago | IL | | 60654 | | | (Clly) | (State) | | ( Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Erica Marquoz Avitia | | | 312-260-3044<br>(Arca Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPEN DENT PUBLIC ACCOU TANT whose opinion is contained in this Report*<br>RSM US LLP | | | | | | | (Name - lfi11dmd11al rtate last. first. middle 11ame) | | | | | One South Wacker Drive | Chicago | IL | 60606 | | | (Address) | (Cot,) | (Stt.1tc ) | | | | CHECK ONE: | | | | | | 1/<br>lcertitied Public Accountant | | | | | | •<br>Public Accountant | | | | | | •<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *•ctuims for exemplion from the requirement that the ann11a/ report be covered by the opinion of an independent public accountant must be supported by* Ct *stateme/11 o\_( facts and drc11111stances relied on as the busisfor the exemption. See Section 2./0.* J *7a-5(e)(2)* > Potential persons who are to respond to the collecti…Read the full text as markdown