Full text of OLD MISSION CAPITAL, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2020 Filed as PUBLIC information pursuant to Rule 17-a5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden hours per response .. .... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-67867 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>__<br>o_1_10_ 11_2_0 _2 _0 | AND ENDING_1_2_/3_1_/2_ | ___<br>0_ 2_0<br>_ | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------------|--------------------|--|--| | | MM/DD/YY | | MM/00 /YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Old Mission Capital LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not us e P.O. Box No .) | FIRM 1.0. NO. | | | | | | 1 N. Dearborn, 8th Floor | | | | | | | | (No . and Street) | | | | | | Chicago | IL | | 60602 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Erica Marquez Avitia | | | 312-260-3044 | | | | | (Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opini on is contained in th is Report*<br>RSM US LLP | | | | | | | | (Name - if individual. state last, first, middle name) | | | | | | One South Wacker Drive | Chicago | IL | 60606 | | | | (Add ress) | (City) | (State) | (Zip Code) | | | | CHECK ONE:<br>✓ I<br>•<br>Certified Public Accountant<br>•<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. ! 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form…Read the full text as markdown