Full text of OLD MISSION CAPITAL, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2022 Filed as PUBLIC information pursuant to Rule 17-a5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **8-67867** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>Ol/Ol/2022 | AND ENDING 12/31/2022 | | | | |------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------------------|--|--| | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: __ O_ld_<br>M_i_ss_io_n_ | _____<br>Ca-'p'-i_ta_l_L_LC<br>_ | __________<br>_ | _<br>_ | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | • Security-based swap dealer | D Major security-based swap participant | | | | | liZI Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1 N. Dearborn, 8th Floor | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60602 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Erica Marquez Avitia<br>(Name) | 312-260-3044<br>(Area Code - Telephone Number) | (Email Address) | accounting@oldmissioncapital.com | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | RSM US LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 30 South Wacker Drive Suite 3300 | Chicago | IL | 60606 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/24/2003 | 49 | | | | | | | | | (PCAOB R,g;,u,i;,a Nombec, ;f appUea.,) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances…Read the full text as markdown