Full text of LIVINGSTON SECURITIES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LIVINGSTON SECURITIES LLC ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 {1}------------------------------------------------ | | | | UNJTEDSTATES | | | | |-------------------|----------------------------------|---------------------------------------------------------------------------------------|----------------------------------------------------------------------------|------------|--------------------------------------------------------------------------------------------------------------------------------------|--| | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL AUDITED REPORT | | | OMS APPROVAL<br>OMBNumber:<br>3235-0123<br>Expires:<br>August 31 , 2020<br>Estimated average burden<br>hours per response<br>. 12.00 | | | | | | | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | | PART Ill | | 8-67901 | | | | | | FACLNG PAGE | | | | | | | | loformation Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | REPOJ n FOR THE PERJOD BEGINNlNG | | /01/2019<br>01 | AND ENDING | 12/31<br>/2019 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT lDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | Livingston Securities, LLC | | OFFICIAL USE ONLY | | | | | | ADDR ESS OF PRJNCIPAL PLACE OF BUSINESS: (Do DOI use P.O. Box. No.) | | FIRM l.D. NO. | | | | | | 626 RexCorp Plaza, 6th floor, West Tower | | | | | | | | (No. and Street) | | | | | | Uniondale | | NY | | 801<br>11 | | | | (City) | | (State) | | (Zip Code) | | | SoollB, ivingston | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | 212-520-8481 | | | | | | | | (Arca Code - Telcphooc Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | rNDEF IENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | | | Spicer Jeffries LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | rno1 OTC Blvd, Suite 700 | | Denver | co | 80237 | | | | (l\ddrc&s) | | (City} | (SUllC) | (Zip Code) | | | | | | | | | | | | CHEC KONE:<br>I/' I | | | | | | | | certified Public Accountant | | | | | | | | B<br>Pubhc Accouotant | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | Potential persons who are to respond to the co…Read the full text as markdown