Full text of LIVINGSTON SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LIVINGSTON SECURITIES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden hours per response .. . . .. 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-67901 | | | | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING_ o_1_10_1_12_0_2_0 _ | _ | __<br>AND ENDING _ | __<br>_ 1_2_;3_1_12_0_2_0<br>_<br>_ | | |------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------|-------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION···'. | | | | | NAME OF BROKER-DEALER: | Livingston Securities LLC | | ·. OFFICIAL USE ONLY<br>' :·- •_1 | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.D. NO. | | | | 626 RexCorp Plaza, 6th floor, West Tower | | | | | | | (No. and Street) | | | | | Uniondale | NY | | 11556 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Scott B. Livingston | | | 212-520-8481 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | | Spicer Jefferies LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 4601 OTC Blvd, Suite 700 | Denver | | 80237 | | | (Address) | (City) | co<br>(State) | (Zip Code) | | | | | | | | | CHECK ONE: | | | | | | I<br>✓<br>Certified Public Accountant<br>Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent p ublic accountant must be supported by a statement of facts and circumstances relied on as the basis f or the exemption. See Section 240.J 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the fo…Read the full text as markdown