Full text of LIVINGSTON SECURITIES, LLC's X-17A-5 filed 2022-03-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LIVINGSTON SECURITIES LLC ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-67901 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ---------<br>01 /01 f<br>21 | AND ENDING | ---------<br>12/31/21 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|------------|-----------------------| | | MM/DD/VY | | MM/DD/VY | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _L_iv_i_n_g_st_o_n_S_e_c_u_ri_ti_es_L_L_C | | | ___________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>iii Broker-dealer<br>D Major security-based swap participant<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 626 RexCorp Plaza, 6th floor, West Tower | | | | | (No. and Street) | | | | | Uniondale | NY | | 11556 | | (City) | (State) | | (Zip Code) | |---------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Scott Livingston | 212-520-8481 | | scott@livingstonsecurities.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Spicer Jefferies LLP | (Name - if individual, state last, first, and middle name) | | | | 4601 OTC Blvd, Suite 700 | Denver | co | 80237 | | (Address) | (City) | (State) | (Zip Code) | | October 20, 2003 | | 349 | | | T"<br>of Registcatloa with PCAOBl(if applicable) | | | (PCAOB Regimatloo N"mbe,, if applicable) I | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims f…Read the full text as markdown