Full text of KERSHNER SECURITIES, LLC's X-17A-5 filed 2020-02-13 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED ST A TES | | 0MB APPROVAL | |---------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|-------------------|---------------------------------------------------------| | | SECURJTI ES AND EXCHANGE COMI\USSION | | 0MB Number:<br>3235-0123 | | | Washington, D.C. 20549 | | Expires:<br>August 31, 2020<br>Estimated average burden | | | ANNUAL AUDITED REPORT | | hours oerresoonse 12.00 | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | PART Ill | | a-67922 | | | FACING PAGE | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | ___ | | __ | | REPORT fOR THE PERIOD BEGINNING | 0_1_/_0_1_/1_9 _ | __ AND ENDING ___ | 1_2_/3_1_/_1_9<br>_<br>MM/00/YY | | | MM!DD!VY | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | Kershner Securities, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.D. NO. | | | 1825-B Kramer Lane, Suite 200 | | | | | (No. and Street) | | | | Austin | Texas | | 78758 | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | Jon Sanderson | | | 512.439.61 40 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | | lNDEPE''IDENT PUBUC ACCOUNT ANT whose opinion is contained in this Report• | | | | | Bauer & Company, LLC | | | | | (Name - (( indil•id1111I. state Inst. f,l'st. middle name) | | | | P.O. Box 27007 | Austin | Texas | 78755 | | (Address) | (City) | (S131c) | (Zir Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | §<br>Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *•claims for exemption from the requirement that tire annual report be covered* by *the opinion of 011 i11depende11t public accountant must* be *supported* by *a slateme11t qffacts and circumstances relied on as tire basis for tire exemplion, See Section* :uru *7a-5(e){])* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valld 0MB control number.** SEC 1410 (11-05) {1}------------------------…Read the full text as markdown