Full text of KERSHNER SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMBAPPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: l 2 | | # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-67922 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING | 12/31/2023 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|------------|------------------------------------------------|--|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | __<br>NAME OF FIRM: | K_e_r_s_h_ne_r_s_ec_u_r_it_ie_s_, _L_L_C | _______________ | | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>12] Broker-dealer<br>□ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1825-B Kramer Lane, Suite 200 | | | | | | | | (No. and Street) | | | | | | | Austin | Texas | 78758 | | | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jon B. Sanderson | 512.439.8140 | jsanderson@kershnertrading.com | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | Bauer & Company, LLC | | | | | | | | (Name - If individual, state last, first, and middle name) | | | | | | | P.O. Box 27887 | Austin | Texas | | 78755 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 11/20/14 | | 6072 | | | | | | rte of R,glstrntioo with PCAOB)l;f applicable) | FOR OFFICIAL USE ONLY | | | I<br>(PCAOB R,gOtrntioo N,mb-,, ;f appllcabl•I | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and ci…Read the full text as markdown