Full text of KERSHNER SECURITIES, LLC's X-17A-5 filed 2022-02-08 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-67922 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7** under **the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>0_1_/0_1_/2_1 _<br>_ | AND ENDING | __<br>__<br>_ 12_/_31_/_2_1 | |---------------------------------------------------------------------------|------------------------------------------------------------|---------------|----------------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAM E OF FIRM: Kershner Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | !:a Broker-dealer | O Security-based swap dealer | □ M ajor secu | rity-based swa p participant | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1825-B Kramer Lane, Suite 200 | | | | | (No. and Street) | | | | | | | | | Austin | Texas | | 78758 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jon B. Sanderson | 512.439. 8140 | | jsanderson@kershnertrad ing. com | | | (Area Code - Telephone Number) | | (Email Address) | | (Name) | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Bauer & Company, LLC | | | | | (Name - if individual, state last, first, and middle name) | | | | P.O. Box 27887 | Austin | Texas | 78755 | | (Address) | (City) | (State) | (Zip Code) | | 11/20/14<br>(Date of ReRistration with PCAOB)lif applicable) | | | 6072<br>(PCAOB ReRistration Number, if applicable) | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currentl…Read the full text as markdown