Full text of MACRO RISK ADVISORS LLC's X-17A-5 filed 2019-03-15 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # SEC FILE NUMBER 8-67973 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the** | -----------<br>AND ENDING 12/31/2018<br>MM/DD/YY | | |--------------------------------------------------|--| | | | | OFFICIAL USE ONLY | | | FIRM I.D. NO. | | | | | | | | | | | | | | | (212)287-2640 | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | 19103 | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained In this f<l,rm are not required to respond unless the form displays a currently valld 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | DEAN CURNUTT<br>1. | |--------------------| |--------------------| I, DEAN CURNUTT , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of MACRO RISK ADVISORS LLC , as of DECEMBER 31 are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: | Signature | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|--|--|--| | JANICE PARISE<br>Notary Public, State of New York<br>CHIEF EXECUTIVE OFFICER | | | | | | No. 41-4968956<br>T' I<br>"<br>it e<br>llfled In Queen& CounD'<br>Expires J1.1ly 9, 26.iA!t-- | | | | | | | | | | | | This repor<br>ontains (check all applicable boxes): | | | | | | 0 (a) Facing Page. | | | | | | [2] (b) Statement of Financial Condition.<br>D (c) Statement of Income (Loss) or, if there is other comprehensive income in the period(s) presented, a Statement…Read the full text as markdown