Full text of MACRO RISK ADVISORS LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | B-67973 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** **A. REGISTRANT IDENTIFICATION** | REPORT FOR THE PERIOD BEGINNING 1/1/2019 | AND ENDING 12/31/2019 | |------------------------------------------|-----------------------| | | | MM/DD/YY ----------- MM/DD/YY | NAME OF BROKER-DEALER: MACRO RISK ADVISORS LLC | | |------------------------------------------------|--| ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) ## 708 THIRD AVENUE | | (No. and Street) | | | |----------|------------------|------------|--| | NEW YORK | NY | 10017 | | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT DEAN CURNUTT (212)267-2640 (Area Code - Telephone Number) OFFICIAL USE ONLY FIRM I.D. NO. ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* ## WITHUMSMITH+BROWN, PC | (Name - if individual, state last, first, middle name) | | | | |--------------------------------------------------------|--------------|---------|------------| | TWO LOGAN SQUARE | PHILADELPHIA | PA | 19103 | | (Address) | (City) | (State) | (Zip Code) | **CHECK ONE:** ✓ !certified Public Accountant Public Accountant D Accountant not resident in United States or any of its possessions. ### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, DEAN CURNUTT | , swear (or affirm) that, to the best of | | | |-------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown