MACRO RISK ADVISORS LLC X-17A-5 (2021-02-25) — Broker-dealer annual report

Full text of MACRO RISK ADVISORS LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL AUDITED REPORT FORM X-17A-5 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . 12.00 # PART III SEC FILE NUMBER 8-67973 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | AND ENDING 12/31/2020 | | | |------------------------------------------------------------------------------------------|------------------------------------|--| | | MM/DD/YY | | | | | | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | | | 10580 | | | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(212)287-2640 | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | NY | 11050 | | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | (Name if individual, state last, first, middle name) | (State) | | \*Clains for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(0)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### OATH OR AFFIRMATION | I. DEAN CURNUTT | | swear (or affirm) that, to the best of | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)