Full text of ALL OF US SECURITIES LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll** | SEC FILE NUMBER | |-----------------| | 8-70073 | FACING PAGE Informa tion Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01 /20 | | | 12/31 /20<br>AND ENDING ~~~~~~~~~~~ | | | |----------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------|----------------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: All of Us Securities LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | | 349 Forbes Ave. | | | | | | | | (No. and Street) | | | | | | San Rafael | CA | 94901 | | | | | (City) | (State) | (Zip Co de) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | | | Alan Grujic | | | (415) 922-2645<br>(Area Code - Te le phone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>NA VOLIO & TALLMAN LLP | | | | | | | | (Name - if individual, state last. first. middle name) | | | | | | 201 Mission Street, Suite 650 | San Francisco | CA | 9410.5 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | It/ I<br>Certified Public Accountant | | | | | | | D<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions.<br>D | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims f or exemption from the requirement thal the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l la-5( e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------…Read the full text as markdown