Full text of ALL OF US SECURITIES LLC's X-17A-5 filed 2020-02-19 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITEDST A TES SECURJTlESANDEXCHANGECOMMISSION Washington, D.C. 20S49 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | | | OMB APPROVAL | | |--------------------------|--|---------------------------|--| | OMB Number: | | 3235-()123 | | | Expires: | | August 31, 2020 | | | Estimated average burden | | | | | | | hours per resPQnse 12.00 | | | | | | | | SEC ALE NUMBER | | |----------------|--| | a-70073 | | FACING PAGE Information Required of Broken and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/19 | | | AND ENDING 12/31<br>/1<br>9 | | |----------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------|---------|--------------------------------------------------|--| | | MM/DO/YY | | --------------------<br>MM/ 00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: All of Us Securities LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSfNESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM 1.0<br>. NO. | | | | | | | | | 32 Ross Common, Suite 200 | | | | | | | (No. and Street) | | | | | Ross | CA | | 94957 | | | (City) | (State) | | (Zip Code) | | | Slmuel Skinner<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>NAVOLIO & TALLMAN LLP | B. ACCOUNTANT IDENTIFICATION | | (415) 683-3199<br>(Area Code - Telephone Number) | | | | (Name - if individual, state last, jim. middle name) | | | | | 201 Mission Street, Suite 650 | San Francisco | CA | 94105 | | | (Address) | (City) | (Stale) | (Zip Code) | | | CHECK ONE:<br>a<br>~~Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OPPICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemplion. See Sec/ion 240.17a-5(e)(2)* > Potential persona who are to respond to the collection of Information contained In thla form are not required to respond unleaa the form dlaplaya a currently valid OMB control number. {1}------------------------------------------------ | I, _s_am_ u_e_I_S_ki_n_ne_r | _______________________<br>, swear (or affirm) tha…Read the full text as markdown