Full text of ALL OF US SECURITIES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated averag-e burden | | hours per response: 12 | | sec FILE NUMBER | 8-70073 # FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /1 /21 AND ENDING 12/31 /21 --------------~-- MM/DD /YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: All of Us Securities LLC **liiiiil** Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 349 Forbes Ave. (No. and Street) San Rafael CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 94901 (Zip Code) Alan Grujic 415-922-2645 alan.grujic@allofusfinancial.com (Name) (Area Code -Telephone Number) (Email Address) 8. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• RUBIO CPA, PC (Name-if individual, *state* last, first, and mlddle name) 2727 Paces Ferry Rd SE, Suite 2-1680 Atlanta GA 30339 (Address) (Oty) (State) (Zip Code) 5/5/09 3514 (Date of Rellistration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY •Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accnuntant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. TYPE OF REGISTRANT (check all applicable boxes): {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Nan Grujic | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of NI ot us Securities LLC | as of | | December 31 | 2~ is true and correct. I furt…Read the full text as markdown