Full text of EM SECURITIES LLC's X-17A-5 filed 2018-11-29 (period 2018-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001443552 XXXXXXXX LIVE false false false 10-01-2017 09-30-2018 Broker-dealer N EM SECURITIES LLC 405 LEXINGTON AVENUE, 19TH FLOOR NEW YORK NY 10174 Kathy Efrem 212-897-1686 WithumSmith & Brown, PC 200 Jefferson Park Suite 400 New York NY 07981 Certified Public Accountant Robert Stanley EM SECURITIES LLC 09-30-2018 Robert Stanley CEO Y
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