Full text of EM SECURITIES LLC's X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENT # AND # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ## For the year ended December 31, 2025 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | OMB APPROVAL | |-------------------------------------| | OMB Number: 3235 0123 | | Expires:<br>. 3 , 202<br>Nov O<br>6 | | Estimated average burden | | hours per response:<br>12 | #### SEC FILE NUMER 8 - 67997 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |-----------------------------------------------------------------------------------------------------------|------------------------------|------------|-----------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING | _1_0_/0_1_f_2_4_ | AND ENDING | 12/31/25 | | | | | | MM/DD/YY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | EM Securities LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | Ill Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 405 Lexington Ave, 20th Floor | | | | | | | | (No. and Street) | | | | | | | | New York | | NY | | 10174 | | |--------------------------------------------------|--|------------------------------------------------------------|-------------------------------------------|-----------------------------|--| | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kathy Sipinick | | 2128971686 | | kefrem@integrated.so1utions | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | WithumSmith+Brown, PC | | (Name - if individual, state last, first, and middle name) | | | | | 200 JEFFERSON PARK, SUITE 400 Whippany | | | NJ | 07981<br>-1070 | | | (Address) | | (City) | (State) | (Zip Code) | | | | | | 100 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | | | | | FOR OFFICIAL USE ONL V | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an indepe…Read the full text as markdown